Helen Li

Helen is a partner specialising in the Asset and Wealth Management Industry Group.  She is providing assurance and regulatory advisory services for asset management clients. She has extensive auditing and regulatory advisory experience, serving investment fund managers, advisors, fund administrators, hedge funds, private equity funds, MPF, traditional and SFC authorised funds.  She is active in providing a wide range of regulatory advisory services to asset management clients, for example she conducts internal control review, regulatory compliance review for asset managers, prime brokers and other service providers. She is also focusing on the China Asset Management industry and provides assurance and regulatory advisory services to the China Fund Managers and their managed private equity, hedge funds, traditional and ETFs.  Additionally, she has ample experience in providing regulatory advisory services to the start up investment fund managers and investment advisors. 

In 2008-2009, Helen seconded to the SFC’s Intermediary Supervision Department for a 9-month period. Currently, she is a member of Investment Funds Advisory Panel of HKICPA.    

Helen is a member of the Hong Kong Institute of Certified Public Accountants (HKICPA) and the Association of Chartered Certified Accountants (ACCA). She is also a charter holder of Chartered Financial Analyst.