Risk assurance

Regulations for electronic trading
- Are you meeting the expectations? 

The SFC has strengthened its regulations on electronic trading and cyber security in recent years. As a result, licensed corporations are expected to conduct thorough assessments on a regular basis and put in place a process to demonstrate the effectiveness of operational and technology controls in place and ensure compliance with regulatory requirements.

Learn how we strive to help our clients to meet the electronic trading and cyber security regulatory requirements. A large number of our clients have already benefited from our effective approach to assess their controls, identify and help remediate issues. Our approach can also be tailored to suit your specific needs.

Contacts
Kenneth Wong
Partner
Hong Kong
Tel: +[852] 2289 2719 Email
Gary Ng
Partner
Hong Kong
Tel: +[852] 2289 2967 Email
Kok Tin Gan
Partner
Hong Kong
Tel: +[852] 2289 1935 Email